A BETTER WAY TO
NAVIGATE COMPLIANCE
A BETTER WAY TO
NAVIGATE COMPLIANCE
Built for financial advisors who need clarity in a complex, ever-changing regulatory environment.
COMPLIANCE WITHOUT THE CHAOS
4C is Myriad’s proprietary compliance automation platform built specifically for financial advisors. It works natively within your Microsoft environment to connect systems, monitor activity, and reduce the manual oversight that makes compliance feel overwhelming.
With 4C, advisors gain better visibility, stronger documentation, and more confidence that nothing is falling through the cracks, without disrupting how they already work.
COMPLIANCE WITHOUT THE CHAOS
4C is Myriad’s proprietary compliance automation platform built specifically for financial advisors. It works natively within your Microsoft environment to connect systems, monitor activity, and reduce the manual oversight that makes compliance feel overwhelming.
With 4C, advisors gain better visibility, stronger documentation, and more confidence that nothing is falling through the cracks, without disrupting how they already work.
THE FOUR PILLARS OF 4C:
Designed to reduce complexity, improve oversight, and keep your firm moving forward with confidence.
CONTROL
Role-Based Permissions & Controls Policy Management & Reporting Engine Customizable Review Workflows & Escalations
COMPLY
FINRA & SEC Filing Support
Audit Trails & Legal Hold Capability Attestation Tracking & Compliance Checklists
CONNECT
CRM or Advisor Workstation Integrations Unified Archiving Across Channels Website Archiving
COMMUNICATE
Pre-Filled Forms & Submission Automation Dashboard & Supervision Insights Continuing Education & Training Oversight
CONTROL
Role-Based Permissions & Controls Policy Management & Reporting Engine Customizable Review Workflows & Escalations
COMPLY
FINRA & SEC Filing Support
Audit Trails & Legal Hold Capability Attestation Tracking & Compliance Checklists
CONNECT
CRM or Advisor Workstation Integrations Unified Archiving Across Channels Website Archiving
COMMUNICATE
Pre-Filled Forms & Submission Automation Dashboard & Supervision Insights Continuing Education & Training Oversight
CONTROL
Role-Based Permissions & Controls Policy Management & Reporting Engine Customizable Review Workflows & Escalations
COMPLY
FINRA & SEC Filing Support
Audit Trails & Legal Hold Capability Attestation Tracking & Compliance Checklists
CONNECT
CRM or Advisor Workstation Integrations Unified Archiving Across Channels Website Archiving
COMMUNICATE
Pre-Filled Forms & Submission Automation Dashboard & Supervision Insights Continuing Education & Training Oversight
Designed to reduce complexity, improve oversight, and keep your firm moving forward with confidence.
CONTROL
Role-Based Permissions & Controls
Policy Management & Reporting Engine
Customizable Review Workflows & Escalations
COMPLY
FINRA & SEC Filing Support
Audit Trails & Legal Hold Capability
Attestation Tracking & Compliance Checklists
END-TO-END
SERVICES
CONNECT
CRM or Advisor Workstation Integrations
Unified Archiving Across Channels
Website Archiving
COMMUNICATE
Pre-Filled Forms & Submission Automation Dashboard & Supervision Insights Continuing Education & Training Oversight
THE FOUR PILLARS OF 4C:
THE FOUR PILLARS
OF 4C:
Designed to reduce complexity, improve oversight, and keep your firm moving forward with confidence.
CONTROL
Role-Based Permissions & Controls Policy Management & Reporting Engine Customizable Review Workflows & Escalations
COMPLY
FINRA & SEC Filing Support
Audit Trails & Legal Hold Capability Attestation Tracking & Compliance Checklists
CONNECT
CRM or Advisor Workstation Integrations Unified Archiving Across Channels Website Archiving
COMMUNICATE
Pre-Filled Forms & Submission Automation Dashboard & Supervision Insights Continuing Education & Training Oversight
CONTROL
Role-Based Permissions & Controls
Policy Management & Reporting Engine
Customizable Review Workflows & Escalations
COMPLY
FINRA & SEC Filing Support
Audit Trails & Legal Hold Capability
Attestation Tracking & Compliance Checklists
CONNECT
CRM or Advisor Workstation Integrations
Unified Archiving Across Channels
Website Archiving
COMMUNICATE
Pre-Filled Forms & Submission Automation
Dashboard & Supervision Insights
Continuing Education & Training Oversight
KEY BENEFITS
Native Microsoft 365 Integration
Real-Time Monitoring & Alerts
Centralized Oversight Across Teams
Reduced Risk Of Human Error
Fewer Vendors, Less Friction
KEY BENEFITS
Native Microsoft 365 Integration
Real-Time Monitoring & Alerts
Centralized Oversight Across Teams
Reduced Risk Of Human Error
Fewer Vendors, Less Friction
KEY BENEFITS
Native Microsoft 365 Integration
Real-Time Monitoring & Alerts
Centralized Oversight Across Teams
Reduced Risk Of Human Error
Fewer Vendors, Less Friction
4C helps financial advisors stay prepared, organized, and audit-ready in an ever-changing regulatory landscape. Bring your compliance processes into one connected platform and reduce the risk, uncertainty, and manual oversight that slow firms down.
